Advanced Equities Financial Corp.

First Allied Securities, Inc. (FASI) is a nationally recognized independent broker/dealer with approximately 1000 financial advisors located in 500 branches throughout the country. FASI provides its advisors with a wide range of products and services, including full-service equity and fixed income trading desks, wealth management products, mutual funds, retirement and education savings programs. Additionally, unlike many other firms, FASI offers its financial advisors a choice of clearing firms through Bear, Stearns Financial Corp., and Pershing, LLC. This has enabled us to attract the most seasoned of financial advisors who; on average, are some of the highest producing advisors in the independent channel.

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FFP Securities, Inc. (FFPSI) was established in 1983 and has worked hard to become a leader among the independent financial planning firms in the nation. With more than 225 financial planners nationwide, FFPSI provides service and support systems that allow their advisors to gain a competitive edge in serving their clients’ needs. FFPSI’s philosophy is simple: Succeed by striving to ensure the success of the independent financial planner. With a choice to be truly independent and the freedom to run their practice as they see fit, FFPSI offers excellent opportunities for growth. The home office team is equally dedicated to making their planners' practices run smoothly and provide the support that no other firm can.

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Advanced Equities Wealth Management (AEWM) provides integrated financial planning services to targeted market segments. AEWM employs a conservative approach with an unwavering commitment to regulatory compliance that seeks to avoid losses from inefficient tax planning, uncompensated investment risk, and ineffective business structure. AEWM designs, implements and administers a balanced platform of practice structure optimization, risk management, portfolio design and asset protection services to address the unique earning, spending and savings patterns of high-net-worth clientele.

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